IMPORTANT
DISCLOSURE INFORMATION
Trippon
Wealth Management Group, LLC (“Trippon”)
is an SEC registered investment adviser located in Houston,
Texas. Trippon and its representatives are in compliance
with the current filing requirements imposed upon SEC registered
investment advisers by those states in which Trippon
maintains clients. Trippon may only transact business
in those states in which it is registered, or qualifies for
an exemption or exclusion from registration requirements. Trippon’s
web site is limited to the dissemination of general information
pertaining to its advisory services, together with access to
additional investment-related information, publications, and
links. Accordingly, the publication of Trippon’s
web site on the Internet should not be construed by any consumer
and/or prospective client as Trippon’s solicitation
to effect, or attempt to effect transactions in securities,
or the rendering of personalized investment advice for compensation,
over the Internet. Any subsequent, direct communication by Trippon
with a prospective client shall be conducted by a representative
that is either registered or qualifies for an exemption or exclusion
from registration in the state where the prospective client
resides. For information pertaining to the registration status
of Trippon, please contact the SEC or the state securities
regulators for those states in which Trippon maintains
a notice filing. A copy of Trippon’s’ current
written disclosure statement discussing Trippon’s
business operations, services, and fees is available from Trippon
upon written request. Trippon does not make
any representations or warranties as to the accuracy, timeliness,
suitability, completeness, or relevance of any information prepared
by any unaffiliated third party, whether linked to Trippon’s
web site or incorporated herein, and takes no responsibility
therefor. All such information is provided solely for convenience
purposes only and all users thereof should be guided accordingly.
Please
remember that different types of investments involve varying
degrees of risk, and there can be no assurance that the future
performance of any specific investment or investment strategy
(including those undertaken or recommended by Trippon),
will be profitable or equal any historical performance level(s).
Certain
portions of Trippon’s web site (i.e. newsletters,
articles, commentaries, etc.) may contain a discussion of, and/or
provide access to, Trippon’s (and those of other
investment and non-investment professionals) positions and/or
recommendations as of a specific prior date. Due to various
factors, including changing market conditions, such discussion
may no longer be reflective of current position(s) and/or recommendation(s).
Moreover, no client or prospective client should assume that
any such discussion serves as the receipt of, or a substitute
for, personalized advice from Trippon, or from any
other investment professional. Trippon is neither an
attorney nor an accountant, and no portion of the web site content
should be interpreted as legal, accounting or tax advice.
Rankings
and/or recognition by unaffiliated rating services and/or publications
should not be construed by a client or prospective client as
a guarantee that he/she will experience a certain level of results
if Trippon is engaged, or continues to be engaged,
to provide investment advisory services, nor should it be construed
as a current or past endorsement of Trippon by any
of its clients. Rankings published by magazines, and others,
generally base their selections exclusively on information prepared
and/or submitted by the recognized adviser.
Each
client and prospective client agrees, as a condition precedent
to his/her/its access to Trippon’s web site,
to release and hold harmless Trippon, its officers,
directors, owners, employees and agents from any and all adverse
consequences resulting from any of his/her/its actions and/or
omissions which are independent of his/her/its receipt of personalized
individual advice from Trippon.